Regulations & Frameworks
- What is the role of the European Banking Authority (EBA) in AML?
- What is the Financial Industry Regulatory Authority (FINRA)?
- Describe the AML obligations under the UK’s Money Laundering Regulations 2017.
- What is a Suspicious Activity Report (SAR)?
- What are the EU’s AML Directives?
- What is the role of the Office of Foreign Assets Control (OFAC)?
- Explain the concept of ‘Enhanced Due Diligence’ (EDD).
- What is the role of FinCEN in AML?
- What is the USA PATRIOT Act?
- What are the FATF’s 40 Recommendations?
