The module covers who are PEPs, how to effectively identify and manage them, why they matter from a risk perspective, international standards-FATF requirements, and India’s regulatory framework. You will understand categories of PEPs in India, and the enhanced due diligence required not just on onboarding but on a continuous basis.

It covers the challenges faced such as name variations, indirect associations, hidden PEP exposure, adverse media screening and other checks. It is important to understand the process post identification and documentation required. Importantly, you must understand the de-listing and exit processes, and apply best practices to strengthen AML effectiveness.

About the Trainer

Himanshu Vasa

Empaneled Trainer

Himanshu Vasa is Former President & Chief Compliance Officer of Kotak Mahindra Bank with over 34 years of strategic and operational leadership in banking, financial services, and consulting. His expertise in corporate governance, regulatory compliance, enterprise risk management, and strategic transformation and ability to resolve regulatory and operational challenges has earned him the Certificate of Recognition of Excellence at the CFO 100 awards function for 7 consecutive years.